Denver C Horn

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Horseshoe Bay Resort	Horseshoe Bay	TX	07/2018	10/2022
Marble Falls School District	Marble Falls	TX	08/2006	05/2020
Texas Tech University	Lubbock	TX	08/2020	08/2024
First United Bank	Marble Falls	TX	05/2023	08/2023
49 Financial	Austin	TX	08/2024	03/2025
Unemployed	Austin	TX	03/2025	05/2025
Charles Schwab & Co., Inc.	Austin	TX	06/2025	02/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lakeway	TX	03/2026	Present
Bank Of America, N.A.	Lakeway	TX	04/2026	Present

07/2018 → 10/2022

Horseshoe Bay Resort

Horseshoe Bay, TX
08/2006 → 05/2020

Marble Falls School District

Marble Falls, TX
08/2020 → 08/2024

Texas Tech University

Lubbock, TX
05/2023 → 08/2023

First United Bank

Marble Falls, TX
08/2024 → 03/2025

49 Financial

Austin, TX
03/2025 → 05/2025

Unemployed

Austin, TX
06/2025 → 02/2026

Charles Schwab & Co., Inc.

Austin, TX
03/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakeway, TX
04/2026 → Present

Bank Of America, N.A.

Lakeway, TX

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-10-10
S65	Uniform Investment Adviser Law Examination	2024-11-14

Other Firms