Kristie Lynn Jackson

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → 08/2017
  Principal Life Insurance Company
  Charlotte, NC
• 08/2003 → 08/2017
  Princor Financial Services
  Charlotte, NC
• 08/2017 → 12/2021
  Lockton Companies, Llc
  Charlotte, NC
• 08/2017 → 12/2021
  Lockton Financial Advisors, Llc
  Charlotte, NC
• 08/2017 → 12/2021
  Lockton Investment Advisors
  Charlotte, NC
• 12/2021 → 01/2024
  Creative Planning, Llc
  Overland Park, KS
• 01/2024 → Present
  Principal Life Insurance Co.
  Des Moines, IA
• 01/2024 → Present
  Principal Securities Inc.
  Des Moines, IA

Previous Registrations

• 2021-12-17 → 2024-01-17
  Creative Planning
  Overland Park, KS
  Charlotte, NC
  Charlotte, NC
  Fort Mill, SC
• 2017-08-10 → 2021-12-17
  Lockton Investment Advisors, Llc
  Charlotte, NC
  Overland Park, KS
• 2005-04-26 → 2017-08-07
  Principal Securities, Inc.
  Raleigh, NC
  Des Moines, IA
  Charlotte, NC
  Raleigh, NC
  Raleigh, NC
  Charlotte, NC

Other Businesses

GIRLS ON THE RUN, TRI-COUNTY SC POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2023 ADDRESS: 2431 Cherry Road, Rock Hill SC 29732, United States DESCRIPTION: I am serving as a Board member and attend the 4 Board meetings annually. I also help with the 2 5K events and then annual gala/fund raiser.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-08
• S63 Uniform Securities Agent State Law Examination
  2004-07-13

Designations

• Certified Financial Planner

Other Names

• Kristie Lynn Robertson