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Benjamin E. Casner

LPl Financial LLC

Denver, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-01-02
  • CO RA
    APPROVED
    Since 2014-01-02

Branch Locations

221 E Yale Ave, Denver, CO 80210-5731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Denver CO 01/2014 Present
Previous Registrations
Other Businesses

1. 8/1/2016: Roclow, Inc. - Investment Related - 221 E Yale Ave, Denver, CO 80210 - Business Entity For Tax/Investment Purposes Only - Start 10/01/2016 - 5 Hours Per Month During Securities Trading. 2. 11/21/2016: Roclow, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/21/2011 - 10 Hours Per Month During Securities Trading - Term, LTC, disability. 3. 7/21/2017 - Marguerite Frye Trust and Thomas C Frye Trust - Not Investment Related - 221 E Yale Ave, Denver, CO 80210 - Act in a Fiduciary Capacity - Started 09/26/2016 - 2 Hours Per Month During Securities Trading - Trustee on two trusts for grandmother. 4. 03/09/2022 - No Business Name - Investment Related - Keystone, CO. 80435 - Real Estate Rental - Start Date - 03/04/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 5. 03/09/2022 - 03/09/2022 - No Business Name - Investment Related - Boulder, CO. 80305 - Real Estate Rental - Start Date - 03/04/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 6. 11/04/2024 - Jon and Sharon Frye Family Trust - Act in a Fiduciary Capacity - Trustee - At Reported Business Location(s) - Start Date 10/22/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-08
  • S66 Uniform Combined State Law Examination
    2003-12-08

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