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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-11
WI RA APPROVED 2019-10-07
  • FL RA
    APPROVED
    Since 2021-01-11
  • WI RA
    APPROVED
    Since 2019-10-07

Branch Locations

440 South Washington, Green Bay, WI 54301 • United States

De Pere, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Appleton WI 12/2013 03/2017
Huntington National Bank Appleton WI 03/2017 06/2019
Baird Green Bay WI 07/2019 Present
  • 12/2013 → 03/2017
    Wells Fargo Bank
    Appleton, WI
  • 03/2017 → 06/2019
    Huntington National Bank
    Appleton, WI
  • 07/2019 → Present
    Baird
    Green Bay, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
S63 Uniform Securities Agent State Law Examination 2003-10-01
  • S66 Uniform Combined State Law Examination
    2019-10-04
  • S63 Uniform Securities Agent State Law Examination
    2003-10-01
Other Names
  • Ross Alan Johnson

View on SEC IAPD

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