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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-11
TX RA APPROVED 2023-09-11
  • NY RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

320 Park Ave, Floor 14, New York, NY 10022 • United States

2811 Ponce De Leon Blvd. Suite 800, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 04/2010 06/2023
Credit Suisse Loan Funding Llc New York NY 03/2018 06/2023
Raymond James & Associates, Inc. New York NY 09/2023 Present
  • 04/2010 → 06/2023
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 03/2018 → 06/2023
    Credit Suisse Loan Funding Llc
    New York, NY
  • 09/2023 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2003-11-10
  • S66 Uniform Combined State Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2003-11-10
Other Names
  • William Allen Bermont
  • William A Bermont
  • William A Bermont
  • William Bermont
  • Bill Bermont

View on SEC IAPD

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