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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

500 Elm Grove Rd Ste 201, Elm Grove, WI 53122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Company Milwaukee WI 04/2003 Present
Northwestern Mutual Investment Services, Llc New Berlin WI 08/2003 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2015 Present
  • 04/2003 → Present
    Northwestern Mutual Life Ins. Company
    Milwaukee, WI
  • 08/2003 → Present
    New Berlin, WI
  • 09/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER, FINANCE COMMITTEE, DIVINE SAVIOR HOLY ANGELS HIGH SCHOOL, 4257 N 100TH ST, MILWAUKEE, , WISCONSIN, 53222, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/16/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER, FINANCE COMMITTEE. 3. CHAIR, ST. DOMINIC'S CATHOLIC PARISH - SCHOOL ADVISORY COMMISSION, 18255 W. CAPITOL DRIVE, BROOKFIELD, , WISCONSIN, 53045, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/1/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMMISSION CHAIR, FACILITATE MEETINGS, INTERACT WITH PARENTS AND PARISH MEMBERS. NON-INVESTMENT RELATED. 4. TRUSTEE, FINANCE COMMITTEE, ST. DOMINIC PARISH, 18105 W. CAPITOL DRIVE, BROOKFIELD, , WISCONSIN, 53045, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 5/7/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONSIDERATION AS A PARISH TRUSTEE; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-12
S63 Uniform Securities Agent State Law Examination 2003-10-13
  • S65 Uniform Investment Adviser Law Examination
    2014-06-12
  • S63 Uniform Securities Agent State Law Examination
    2003-10-13
Other Names
  • Adam S Keller

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