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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
Branch Locations
500 Elm Grove Rd Ste 201, Elm Grove, WI 53122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Company | Milwaukee | WI | 04/2003 | Present |
| Northwestern Mutual Investment Services, Llc | New Berlin | WI | 08/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER, FINANCE COMMITTEE, DIVINE SAVIOR HOLY ANGELS HIGH SCHOOL, 4257 N 100TH ST, MILWAUKEE, , WISCONSIN, 53222, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/16/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER, FINANCE COMMITTEE. 3. CHAIR, ST. DOMINIC'S CATHOLIC PARISH - SCHOOL ADVISORY COMMISSION, 18255 W. CAPITOL DRIVE, BROOKFIELD, , WISCONSIN, 53045, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/1/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMMISSION CHAIR, FACILITATE MEETINGS, INTERACT WITH PARENTS AND PARISH MEMBERS. NON-INVESTMENT RELATED. 4. TRUSTEE, FINANCE COMMITTEE, ST. DOMINIC PARISH, 18105 W. CAPITOL DRIVE, BROOKFIELD, , WISCONSIN, 53045, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 5/7/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONSIDERATION AS A PARISH TRUSTEE; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-13 |
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