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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Boulder | CO | 12/2014 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Boulder | CO | 12/2014 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Boulder | CO | 10/2022 | 10/2024 |
| Bank Of America N.A. | Boulder | CO | 11/2022 | 03/2025 |
| Raymond James Financial Services, Inc. | Boulder | CO | 03/2025 | Present |
| Raymond James Financial Services Advisors | Boulder | CO | 03/2025 | Present |
| Fnbo | Boulder | CO | 03/2025 | Present |
| Pasco | Https://Outsidebusinessactivity.rJf.cOm/Outside-Bu | CO | 06/2013 | Present |
(1)Name of Business: Address: 2945 Shoshone Trail, Lafayette, CO, 80026, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: First Investments & Planning Address: 3033 Iris Ave, Boulder, CO, 80301-1904, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/31/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-19 |
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