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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31

Branch Locations

3033 Iris Ave, Boulder, CO 80301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Boulder CO 12/2014 10/2022
Wells Fargo Clearing Services, Llc Boulder CO 12/2014 10/2022
Merrill Lynch, Pierce, Fenner & Smith Inc. Boulder CO 10/2022 10/2024
Bank Of America N.A. Boulder CO 11/2022 03/2025
Raymond James Financial Services, Inc. Boulder CO 03/2025 Present
Raymond James Financial Services Advisors Boulder CO 03/2025 Present
Fnbo Boulder CO 03/2025 Present
Pasco Https://Outsidebusinessactivity.rJf.cOm/Outside-Bu CO 06/2013 Present
  • 12/2014 → 10/2022
    Wells Fargo Bank, Na
    Boulder, CO
  • 12/2014 → 10/2022
    Boulder, CO
  • 10/2022 → 10/2024
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Boulder, CO
  • 11/2022 → 03/2025
    Bank Of America N.A.
    Boulder, CO
  • 03/2025 → Present
    Raymond James Financial Services, Inc.
    Boulder, CO
  • 03/2025 → Present
    Raymond James Financial Services Advisors
    Boulder, CO
  • 03/2025 → Present
    Fnbo
    Boulder, CO
  • 06/2013 → Present
    Pasco
    Https://Outsidebusinessactivity.rJf.cOm/Outside-Bu, CO
Previous Registrations
Other Businesses

(1)Name of Business: Address: 2945 Shoshone Trail, Lafayette, CO, 80026, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: First Investments & Planning Address: 3033 Iris Ave, Boulder, CO, 80301-1904, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/31/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: financial advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-19
  • S66 Uniform Combined State Law Examination
    2004-01-19
Other Names
  • Darina Doricova

View on SEC IAPD

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