Michael P Klein

Current Employers

Employment History

• 08/2003 → 12/2016
  Hornor, Townsend, & Kent
  Horsham, PA
• 08/2003 → 12/2016
  Penn Mutual
  Horsham, PA
• 12/2016 → 01/2024
  Woodbury Financial Services Inc
  Mesa, AZ
• 01/2024 → Present
  Osaic Wealth, Inc.
  Mesa, AZ

Previous Registrations

• 2016-12-21 → 2024-01-19
  Woodbury Financial Services, Inc.
  Mesa, AZ
  Mesa, AZ
  Mckinney, TX
• 2004-04-08 → 2016-12-19
  Hornor, Townsend & Kent, Llc
  Holladay, UT
  Chandler, AZ
  Gilbert, AZ
  Salt Lake City, UT
  Mesa, AZ
  Mesa, AZ

Other Businesses

1) KLEIN FINANCIAL, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/15/2016 ADDRESS: 4140 E Baseline Rd, Suite 101, Mesa AZ 85206, United States DESCRIPTION: Provide life, health, disability and long-term care insurance. 2) EQUALITY CHAMBER FOUNDATION POSITION: Board Member NATURE: The Equality Chamber Foundation is the 501(c)3 entity of the Greater Phoenix Equality Chamber of Commerce, dedicated to educational programming to support LGBTQ+ businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2025 ADDRESS: 1101 N Central Ave Ste 108, Phoenix AZ 85004, United States DESCRIPTION: Help to advance the mission of the Equality Chamber Foundation by planning and carrying out their various educational activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-08
• S63 Uniform Securities Agent State Law Examination
  2003-09-03

Other Names

• Michael Paul Klein