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Inactive

Dean M Wells

Modern Capital Advisors, LLC

Raleigh, NC

Bloomington, IN

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Current Employers
Modern Capital Advisors, Llc

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-01-21
  • IN RA
    APPROVED
    Since 2022-01-21

Branch Locations

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

403 E Sixth St Suite 150, Bloomington, IN 47408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Partners Financial Services, Llc Bakersfield CA 12/2011 Present
Liberty Partners Capital Management, Llc Bakersfield CA 01/2012 Present
  • 12/2011 → Present
    Liberty Partners Financial Services, Llc
    Bakersfield, CA
  • 01/2012 → Present
    Liberty Partners Capital Management, Llc
    Bakersfield, CA
Previous Registrations
Other Businesses

1. 9/21/07 - DBA - WELLS INVESTMENT SERVICES. 2. 10/01/2010 - NON-VARIABLE INSURANCE, I WOULD LIKE TO SELL MEDICARE SUPPLEMENT PLANS, MEDICARE ADVANTAGE PLANS AND SENIOR ANCILLARY PRODUCTS., 20%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-24
S63 Uniform Securities Agent State Law Examination 2000-06-01
  • S66 Uniform Combined State Law Examination
    2007-08-24
  • S63 Uniform Securities Agent State Law Examination
    2000-06-01

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

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