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Kristin Gang

Cetera Investment Advisers LLC

San Diego, CA

Oceanside, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-12
  • CA RA
    APPROVED
    Since 2020-11-12

Branch Locations

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

Oceanside, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 03/2014 09/2022
Cetera Wealth Services, Llc El Segundo CA 02/2015 Present
Cetera Advisors Llc Greenwood Village CO 02/2015 Present
Cetera Financial Specialists Llc Schaumburg IL 02/2015 Present
Cetera Investment Services Llc St Cloud MN 02/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
First Allied Advisory Services, Inc. San Diego CA 03/2014 11/2020
Avantax Investment Services Inc Dallas TX 02/2025 09/2025
  • 03/2014 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 02/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2015 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 02/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2015 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 03/2014 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 02/2025 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
Previous Registrations
  • 2014-03-26 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
    San Diego, CA
  • 2013-10-29 → 2014-03-13
    Equitable Advisors, Llc
    Jersey City, NJ
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-12
  • S66 Uniform Combined State Law Examination
    2005-10-12

View on SEC IAPD

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Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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