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Thomas S. Maker

Citigroup Global Markets Inc.

New York, NY

Stamford, CT

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-11
  • NY RA
    APPROVED
    Since 2023-10-11

Branch Locations

Citi Private Bank 388 Greenwich Street, Trading - 5Th Floor, New York, NY 10013 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc New York NY 08/2010 03/2021
J.P. Morgan Chase Bank, Na New York NY 01/2017 03/2021
Ubs Financial Services Inc. Stamford CT 05/2021 02/2023
Citigroup New York NY 05/2023 Present
  • 08/2010 → 03/2021
    J.P. Morgan Securities Inc
    New York, NY
  • 01/2017 → 03/2021
    J.P. Morgan Chase Bank, Na
    New York, NY
  • 05/2021 → 02/2023
    Ubs Financial Services Inc.
    Stamford, CT
  • 05/2023 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-31
S63 Uniform Securities Agent State Law Examination 2005-10-26
  • S66 Uniform Combined State Law Examination
    2023-08-31
  • S63 Uniform Securities Agent State Law Examination
    2005-10-26
Other Names
  • Thomas S Maker
  • Thomas S. Maker
  • Thomas Maker

View on SEC IAPD

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