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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-03
  • NY RA
    APPROVED
    Since 2026-03-03

Branch Locations

1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kive I Strickoff Pc Garden City NY 01/1977 02/2026
1St Global Capital Corp Garden City NY 03/2000 10/2019
Strickoff Financial Services, Llc Garden City NY 06/2000 02/2026
Avantax Insurance Services Garden City NY 04/2005 06/2022
1St Global Advisors, Inc Garden City NY 01/2000 10/2019
Avantax Advisory Services Garden City NY 10/2019 06/2022
Avantax Investment Services, Inc. Garden City NY 10/2019 06/2022
Commonwealth Financial Network Waltham MA 06/2022 02/2026
Ameriprise Financial Services, Llc Garden City NY 03/2026 Present
  • 01/1977 → 02/2026
    Kive I Strickoff Pc
    Garden City, NY
  • 03/2000 → 10/2019
    1St Global Capital Corp
    Garden City, NY
  • 06/2000 → 02/2026
    Strickoff Financial Services, Llc
    Garden City, NY
  • 04/2005 → 06/2022
    Avantax Insurance Services
    Garden City, NY
  • 01/2000 → 10/2019
    1St Global Advisors, Inc
    Garden City, NY
  • 10/2019 → 06/2022
    Avantax Advisory Services
    Garden City, NY
  • 10/2019 → 06/2022
    Avantax Investment Services, Inc.
    Garden City, NY
  • 06/2022 → 02/2026
    Waltham, MA
  • 03/2026 → Present
    Garden City, NY
Previous Registrations
  • 2022-06-29 → 2026-03-02
    Garden City, NY
    Aventura, FL
    Waltham, MA
    New York, NY
    Oceanside, NY
  • 2013-08-09 → 2022-07-29
    Strickoff Financial Services, Llc
    Garden City, NY
    Miami, FL
  • 2019-10-25 → 2022-07-05
    Avantax Advisory Services
    Irving, TX
  • 2015-02-25 → 2019-10-25
    1St Global Advisors Inc
    Miami, FL
Other Businesses

Real Estate Ownership; Single Family; 215 West 95 Street, Apt 5K, New York, NY, 10026; Investment-Related; 07/17/2001. Outside Employment; Reid Advisors; Merely minimal occasional consulting to the clients of that CPA firm.; I perform occasional tax and accounting consulatation (non-attest) for clients of a CPA firm on an outside contractor consulting basis. Approx 4-5 hours a month; 360 Divot Road, , Oceanside, NY, 11572; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Accounting and tax preparation for family members only; Accounting and tax preparation for immediate family members only; 360 Divot Road, , Oceanside, NY, 11572; Not Investment-Related; 07/30/1971; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-27
  • S66 Uniform Combined State Law Examination
    1999-12-27
Other Names
  • Kive I Strickoff
  • Kive Strickoff
  • Kive Israel Strickoff

View on SEC IAPD

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