John Curtis Floyd

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Lpl Financial Llc
  Morehead City, NC
• 10/2013 → 07/2019
  First South Bank
  Morehead City, NC
• 07/2019 → 07/2020
  Crescom Bank (Formerly: First South Bank)
  Morehead City, NC

Previous Registrations

• 2005-04-04 → 2013-10-21
  Bb&T Investment Services, Inc.
  Cedar Point, NC
  Morehead City, NC
  Charlotte, NC
  Morehead City, NC
  Beaufort, NC
  Charlotte, NC
  Havelock, NC

Other Businesses

1. 10/18/2013: Weldon Wood, LLC - Investment Related - Real Estate Rental - Time Spent 0% - Co-owner with brother on real estate land. 2. 3/17/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/18/2016 - 5 Hours Per Month/3 Hours During Securities Trading - Independent Agent. 3. 10/1/2020 - Flat Lands Jessup Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/24/2020 - 8 Hours Per Month During Securities Trading. 4. 7/8/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Marine Federal Financial Group - Investment Related - At Reported Business Location(s) - Start Date: 6/21/2021 - 64 Hours Per Month/64 Hours During Securities Trading. 5. 12/26/2025 - Carteret HealthCare - Non-Profit Board Member - Carteret Healthcare Board Member - Not Investment Related - Morehead City, NC - Start Date 01/26/2026 - 3 hours per month/ 2 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-04-01
• S63 Uniform Securities Agent State Law Examination
  2003-10-16

Designations

• Certified Financial Planner