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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-19 |
| CO | RA | APPROVED | 2024-12-05 |
| NC | RA | APPROVED | 2024-12-05 |
| NJ | RA | APPROVED | 2024-12-04 |
| FL | RA | APPROVED | 2024-12-02 |
Branch Locations
1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
550 Biltmore Way 7Th, 9Th & 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delray Beach | FL | 07/2016 | 06/2018 |
| Bank Of America | Pembroke Pines | FL | 09/2015 | 05/2016 |
| Unemployment | Davie | FL | 05/2016 | 07/2016 |
| Bank Of America, N.A. | Delray Beach | FL | 03/2017 | 06/2018 |
| Sun Trust Bank | Miami | FL | 07/2018 | 05/2022 |
| Suntrust Investment Services | Atlanta | GA | 07/2018 | 05/2022 |
| Fidelity Investments | Boca Raton | FL | 05/2022 | 11/2024 |
| Ubs Financial Services Inc | Boca Raton | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-17 |
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