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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-10-27
  • OH RA
    APPROVED
    Since 2003-10-27

Branch Locations

8425 Pulsar Pl Ste 420, Columbus, OH 43240-2079 • United States

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbus OH 08/2003 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Board of Directors; TBDBITL Alumni Club; Ex-officio; 2200 Olentangy River Rd. Columbus, OH 43210, ,; ; 09/06/2013; 10 to 19 hours per month; 10 to 19 during trading hours / Prince Of Peace Lutheran Church; Treasurer; 5475 Brand Rd, , Dublin, OH, 43017; Not Investment-Related; 03/09/2021; 1 to 9 hours per month; 0 during trading hours / Wedgewood Place HOA; Trustee; 3899 Wedgewood Place Dr, , Powell, OH, 43065; Not Investment-Related; 02/10/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Prince of Peace Lutheran Church; Finance Committee; 5475 Brand Rd. Dublin, OH 43017, ,; ; 03/01/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-18
  • S66 Uniform Combined State Law Examination
    2006-12-18

View on SEC IAPD

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