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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-11 |
Branch Locations
101 University Blvd. Suite 450, Denver, CO 80206 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Denver | CO | 08/2019 | 02/2022 |
| Wells Fargo Clearing Services | Denver | CO | 10/2021 | 02/2022 |
| Us Bank | Denver | CO | 06/2013 | 08/2019 |
| Baird | Denver | CO | 03/2022 | 12/2022 |
| Ashton Thomas Securities, Llc | Rochester | NY | 12/2024 | 09/2025 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 12/2022 | 09/2025 |
| Trilogy Financial | Denver | CO | 09/2025 | Present |
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