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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-03 |
| IL | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Naperville | IL | 10/2012 | 04/2018 |
| Jp Morgan Chase Bank Na | Naperville | IL | 05/2009 | 04/2018 |
| Jp Morgan Chase Bank, N.A. | Naperville | IL | 04/2018 | Present |
| Jp Morgan Securities, Llc | Naperville | IL | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-12 |
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