Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-03
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2023-05-03
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1212 Hobson Road, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Naperville IL 10/2012 04/2018
Jp Morgan Chase Bank Na Naperville IL 05/2009 04/2018
Jp Morgan Chase Bank, N.A. Naperville IL 04/2018 Present
Jp Morgan Securities, Llc Naperville IL 04/2018 Present
Previous Registrations
  • 2010-01-08 → 2012-10-01
    Chase Investment Services Corp.
    Northport, NY
    Naperville, IL
    Commack, NY
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-30
S63 Uniform Securities Agent State Law Examination 2004-11-12
  • S65 Uniform Investment Adviser Law Examination
    2009-10-30
  • S63 Uniform Securities Agent State Law Examination
    2004-11-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Naperville, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor