Dominic M Rice

Current Employers

Employment History

• 03/2000 → Present
  Matrise, Polzin And Co
  Brookfield, WI
• 02/2011 → 04/2017
  Mpc Advisors, Llc
  Brookfield, WI
• 02/2011 → 04/2017
  Girard Securities, Inc.
  San Diego, CA
• 04/2017 → 01/2024
  Woodbury Financial Services Inc
  Brookfiedl, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Brookfield, WI

Previous Registrations

• 2017-04-21 → 2024-01-19
  Woodbury Financial Services, Inc.
  Brookfield, WI
• 2011-02-28 → 2017-10-30
  Mpc Advisers, Llc
  Brookfield, WI
• 2000-02-10 → 2011-02-28
  Securian Financial Services, Inc.
  Brookfield, WI
  Brookfield, WI

Other Businesses

1) MPC INSURANCE SERVICES, LLC POSITION: agent NATURE: fixed insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2000 ADDRESS: 16655 W. Bluemound Road, Brookfield WI 53005, United States DESCRIPTION: sales for fixed life insurances and annuities, long term care, DI 2) MIDWEST PLANNING COMPANY DBA MPC ADVISERS POSITION: financial advisor for Osaic NATURE: Marketing purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 16655 W. Bluemound Road, Suite 150, Brookfield WI 53005, United States DESCRIPTION: DBA only for marketing purposes

Exams

• S66 Uniform Combined State Law Examination
  2000-02-09