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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-19 |
| FL | RA | APPROVED | 2021-03-25 |
| TX | RA | APPROVED_RES | 2011-10-26 |
| NJ | RA | APPROVED | 2010-09-30 |
| CT | RA | APPROVED | 2006-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
CLASSIC SIX, LLC; NOT INVESTMENT RELATED; PECONIC,NY; 1% OWNERSHIP; START DATE 12/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASSIVE OWNER IN CLOTHING STORE. SAG HARBOR HISTORICAL MUSEUM; NOT INV RELATED; TREASURER; START 10/26/2023; 5 HOURS PER MONTH; 1 HOUR DURING TRADING; REPORTING AND MONITERING BUDGET AND EXPENSES. PIES WITH ABE LLC ; INV RELATED;NEW YORK,NY; CATERING ;50% OWNERSHIP; START DATE: 06/25/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-15 |
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