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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-03-17 |
Branch Locations
1250 E Diehl Road, Suite 101, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Naperville | IL | 02/2004 | Present |
| Private Advisor Group, Llc | Skokie | IL | 12/2015 | 04/2020 |
1. 3/27/2020 - Ledebuhr Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/16/2020 - 128 Hours Per Month/120 Hours During Securities Trading. 2. 3/27/2020 - MLM Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/16/2020 - 128 Hours Per Month/120 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-04 |
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