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Alejandro Armando De Leon

LPl Financial LLC

Corpus Christi, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-24
TX RA APPROVED 2024-03-22
  • CO RA
    APPROVED
    Since 2026-02-24
  • TX RA
    APPROVED
    Since 2024-03-22

Branch Locations

802 N Carancahua St, Ste 220, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Corpus Christi TX 05/2012 11/2016
Wells Fargo Clearing Services, Llc Corpus Christi TX 11/2016 03/2024
Lpl Financial Llc Corpus Christi TX 03/2024 Present
Previous Registrations
Other Businesses

1- 03/22/2024/ Spotlight Financial / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - Start Date: 3/22/2024 - / 160 hrs mth / 8 hrs during trading. 2- 03/22/2024 / AOL Property Management LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Home Based - Start date: 04/06/2015 - 1 hr mth. 3- 05/01/2024 - TOTAL RETURN ASSET MANAGEMENT LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 3/22/2024 - 4 Hrs/Mo; 0 Hr During Trading. 4- 12/06/2024 - BLUFF BROTHERS LLC - Other - LIMITED PARTNER - SPORTS COMPLEX - Not Investment Related - Corpus Christi, TX - Start Date 11/11/2024 - 1 hour per month/ 0 hours during trading 5- 12/29/2024 - SOLS BOUNTY LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/22/2024 - 1 hour per month/ 0 hours during trading 6) 10/14/2025 - EXCLUSIVE INSURANCE BROKERAGE - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:10/02/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-17
S63 Uniform Securities Agent State Law Examination 2003-10-07
  • S65 Uniform Investment Adviser Law Examination
    2003-10-17
  • S63 Uniform Securities Agent State Law Examination
    2003-10-07
Other Names
  • Alejandro A Deleon

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