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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-24 |
| TX | RA | APPROVED | 2024-03-22 |
Branch Locations
802 N Carancahua St, Ste 220, Corpus Christi, TX 78401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Corpus Christi | TX | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Corpus Christi | TX | 11/2016 | 03/2024 |
| Lpl Financial Llc | Corpus Christi | TX | 03/2024 | Present |
1- 03/22/2024/ Spotlight Financial / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - Start Date: 3/22/2024 - / 160 hrs mth / 8 hrs during trading. 2- 03/22/2024 / AOL Property Management LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Home Based - Start date: 04/06/2015 - 1 hr mth. 3- 05/01/2024 - TOTAL RETURN ASSET MANAGEMENT LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 3/22/2024 - 4 Hrs/Mo; 0 Hr During Trading. 4- 12/06/2024 - BLUFF BROTHERS LLC - Other - LIMITED PARTNER - SPORTS COMPLEX - Not Investment Related - Corpus Christi, TX - Start Date 11/11/2024 - 1 hour per month/ 0 hours during trading 5- 12/29/2024 - SOLS BOUNTY LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/22/2024 - 1 hour per month/ 0 hours during trading 6) 10/14/2025 - EXCLUSIVE INSURANCE BROKERAGE - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:10/02/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-07 |
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