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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
GA RA APPROVED 2020-12-02
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • GA RA
    APPROVED
    Since 2020-12-02

Branch Locations

445 Manget St. Ste. 200, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cumberland Financial Group Smyrna GA 10/1999 Present
Avantax Investment Services, Inc. Marietta GA 07/2003 12/2020
Avantax Advisory Services Marietta GA 01/2014 12/2020
Avantax Insurance Agency Llc Marietta GA 01/2014 12/2020
Manget Properties, Llc Marietta GA 05/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2020 Present
  • 10/1999 → Present
    Cumberland Financial Group
    Smyrna, GA
  • 07/2003 → 12/2020
    Avantax Investment Services, Inc.
    Marietta, GA
  • 01/2014 → 12/2020
    Avantax Advisory Services
    Marietta, GA
  • 01/2014 → 12/2020
    Avantax Insurance Agency Llc
    Marietta, GA
  • 05/2019 → Present
    Manget Properties, Llc
    Marietta, GA
  • 12/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2014-01-17 → 2022-06-16
    Avantax Advisory Services
    Marietta, GA
Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-40/TRADING. 12/01/20 2)MANGET PROPERTIES, LLC, 445 MANGET STREET, STE 200, MARIETTA, GA, REAL ESTATE COMMERCIAL, 01/25/19, NIR, 20/YR- 20/TRADING 3)CUMBERLAND FINANCIAL GROUP, INC, 445 MANGET STREET, STE 200, MARIETTA, GA, CPA/ENROLLED AGENT/TAX PREP/ ACCOUNTING/TREASURER, 01/01/04, 40/WK- 40/TRADING 4)EAGLE BACKERS ATHLETIC BOOSTER CLUB, 1275 Stanley Rd NW, Kennesaw GA 30152, United States, 06/07/2022, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 3 HR/MO TRADING 5) INSURANCE SALES, 445 Manget St, Suite 200, Marietta GA 30060, United States, START DATE 01/2025, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-10
S63 Uniform Securities Agent State Law Examination 2003-09-25
  • S65 Uniform Investment Adviser Law Examination
    2014-01-10
  • S63 Uniform Securities Agent State Law Examination
    2003-09-25

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