Catherine Cagle Harris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2016
  Parady Investments, Llc
  The Villages, FL
• 07/2015 → 06/2017
  Parady Financial
  The Villages, FL
• 11/2016 → 06/2017
  Blueprint Wealth Management Llc
  The Villages, FL
• 06/2017 → 02/2026
  Ameriprise Financial Services, Llc
  The Villages, FL
• 02/2026 → Present
  Lpl Financial Llc
  The Villages, FL

Previous Registrations

• 2017-06-09 → 2026-02-09
  Ameriprise Financial Services, Llc
  The Villages, FL
  The Villages, FL
  The Villages, FL
  The Villages, FL
• 2016-02-23 → 2017-05-16
  Parady Wealth Management
  The Villages, FL
• 2013-01-03 → 2015-07-08
  Ameriprise Financial Services, Llc
  Burlington, NC
  Burlington, NC

Other Businesses

1. 01/2026 - Cebert Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 02/02/2026 2. 01/2026 - Catherine Cagle Harris - Notary - Investment related - The Villages FL 32162 - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 06/09/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-02
• S66 Uniform Combined State Law Examination
  2004-05-18

Other Names

• Catherine Elizabeth Cagle
• Catherine Elizabeth Cagle
• Catherine Elizabeth Cagle
• Catherine Harris