Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-04-06 |
| PR | RA | APPROVED | 2023-04-05 |
| WY | RA | APPROVED | 2023-03-29 |
| IA | RA | APPROVED | 2023-03-23 |
| CA | RA | APPROVED | 2023-03-22 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2013-11-25 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 01/2010 | Present |
Sugarbullit Inc. / 321 NW 109 Ave. #3MiamiFlorida33172 / Tech consulting services / Information Technology / Secretary -file annual report / 4/24/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-18 |
Reach out to this advisor