Nolan Christopher Lowe

Maxim Financial Advisors LLC

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Current Employers

Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-09

NY RA
APPROVED

Since 2021-08-09

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Maxim Group Llc	New York	NY	12/2006	Present
Maxim Financial Advisors	New York	NY	07/2018	Present

12/2006 → Present

Maxim Group Llc

New York, NY
07/2018 → Present

Maxim Financial Advisors

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-07-09
S63	Uniform Securities Agent State Law Examination	2004-03-29

S65 Uniform Investment Adviser Law Examination

2018-07-09
S63 Uniform Securities Agent State Law Examination

2004-03-29

View on SEC IAPD

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