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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-30 |
| NM | RA | APPROVED | 2004-01-05 |
Branch Locations
2125 Louisiana Blvd, Albuquerque, NM 87110 • United States
425 S Telshor Blvd, Las Cruces, NM 88011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 05/1993 | Present |
I*80199 For profit or not for profit: For-Profit Organization Name of outside business organization: Hound Haven LLC Investment related: N Address of business: Tijeras, New Mexico 87059 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/15/2015 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family Run LLC for a dog/cat boarding and grooming animal facility. I will have very limited involvment in the the running of the operation. I am listed as an organizer of the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-03 |
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