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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-23 |
Branch Locations
5300 Hollister Suite 543 A, Houston, TX 77040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Houston | TX | 10/2003 | Present |
| Selective American Investors ,Inc. | Houston | TX | 01/2022 | Present |
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2012 | Present |
| Harris County Municipal Utility District #118 | Houston | TX | 01/2014 | Present |
| Inwood North Homeowners Association | Houston | TX | 01/2015 | 02/2024 |
| Advantage Resourcing | Houston | TX | 09/2015 | 12/2016 |
| Election Official, Harris County | Houston | TX | 11/2015 | Present |
| S&B Engineers And Constructors Ltd | Houston | TX | 07/2018 | 01/2020 |
| Wealthwave | Houston | TX | 01/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WEALTHWAVE | WFGIA CO-BRAND | MARKETING | INVESTMENT RELATED - YES | 01/2022 | HOUSTON, TX HARRIS COUNTY MUNICIPAL UTILITY DISTRICT #118; NOT INVESTMENT RELATED; 9011 LAKESIDE FOREST DR, HOUSTON TX 77088; PROVIDES WATER, SEWER AND TRASH COLLECTION SERVICES TO THE COMMUNITY; BOARD MEMBER; 01/2014; 2 HRS/MONTH; ATTENDING APPROXIMATELY ONE MEETING PER MONTH AND VOTING ON POLICIES FOR WATER AND SEWER RATES FOR THE COMMUNITY, APPROVE HIRING OF CONTACTORS, APPROVE EXPENDITURES AND DISPOSING ANY POSSIBLE CUSTOMER COMPLAINTS AND INQUIRIES ELECTION OFFICIAL, HARRIS COUNTY; 11/03/2015; NOT INV RELATED; 201 CAROLINE, SUITE 460, HOUSTON, TX 77002; ALTERNATE JUDGE; LOCAL COUNTY ADMINISTRATION OFFICE; 0 HRS/MO; 0 TRADING; HELP RUNNING ELECTIONS AT MY PRECINCT. SELECTIVE AMERICAN INVESTORS INC/emp dates: 0698TO PRESENT/ INVESTMENT RELATED: NO /address: HOUSTON, TX/ position: CEO/ PRESIDENT / nature of business: RENTAL ESTATE/hrs work monthly: 15%/Sec trading hrs: 5%/ duties: OWNS AND OPERATES RESIDENTIAL REAL ESTATE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-10 |
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