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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2013-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2009 | Present |
| Northwestern Mutual Investment Services, Llc | New York | NY | 05/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS FINANCE DIRECTOR FOR PROJECT BY PROJECT INCORPORATED; PO BOX 7093, NEW YORK, NY 10116; INVESTMENT-RELATED; NON-PROFIT ORGANIZATION; START DATE 11/14/13; INTERIM TREASURER TO SIGN TAX RETURN; NO OTHER RESPONSIBILITIES; 2 HOURS A MONTH SPENT DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-08 |
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