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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-04
TX RA APPROVED_RES 2018-07-20
CT RA APPROVED 2003-10-15
  • FL RA
    APPROVED
    Since 2025-02-04
  • TX RA
    APPROVED_RES
    Since 2018-07-20
  • CT RA
    APPROVED
    Since 2003-10-15

Branch Locations

95 Glastonbury Blvd Ste 408, Glastonbury, CT 06033-4412 • United States

100 Queen St Executive Ste 6B, Southington, CT 06489 • United States

165A Tolland Stage Rd, Tolland, CT 06084 • United States

20 Tower Ln Ste 220, Avon, CT 06001 • United States

1819 Main St Ste 403, Sarasota, FL 34236-5894 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tolland CT 09/2005 03/2020
Ameriprise Financial Services, Llc Glastonbury CT 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 131 Tolland Stage Road, , Tolland, CT, 6084; Investment-Related; 05/22/2015 / Commercial; 165A Tolland Stage Road, , Tolland, CT, 6084; Investment-Related; 05/03/2021 / Commercial; 129 Tolland Stage Road, , Tolland, CT, 6084; Investment-Related; 07/19/2013 / Single Family; 1 Pinnacle Road, , Ellington, CT, 06029; Investment-Related; 07/01/2025 / Commercial; 165B Tolland Stage Road, , Tolland, CT, 6084; Not Investment-Related; 10/01/2021. Business Ownership; C&A Aviation, LLC; Owner; Entity owned and sold Cirrus SR22 G3 aircraft. Entity owns nothing at this time but may own an aircraft in the future.; 95 Glastonbury Blvd, STE 408, , Glastonbury, CT, 06033; Not Investment-Related; 03/01/2019; 0 hours per month; 0 during trading hours / Couzens Centre II, LLC; Owner; Real Estate; 95 Glastonbury Blvd STE 408, , Glastonbury, CT, 06033; Investment-Related; 11/01/2017; 0 hours per month; 0 during trading hours / C&A TSR Property LLC; Owner; Real Estate; 165 Tolland Stage Road, , Tolland, CT, 06084; Not Investment-Related; 08/07/2020; 1 to 9 hours per month; 0 during trading hours / Couzens Centre, LLC; Owner; Real Estate; 95 Glastonbury Blvd, STE 408, , Glastonbury, CT, 06029; Investment-Related; 07/19/2013; 1 to 9 hours per month; 0 during trading hours / The Couzens Group, LLC; Owner; Real Estate Property Mgmt and Succession Plan; 95 Glastonbury Blvd STE 408, , Glastonbury, CT, 06033; Not Investment-Related; 12/01/2012; 0 hours per month; 0 during trading hours. Board of Directors; Cornerstone Foundation Inc; Board Member; 15 Prospect Street, , Rockville, CT, 06066; Not Investment-Related; 02/22/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-22
  • S66 Uniform Combined State Law Examination
    2003-09-22
Designations

View on SEC IAPD

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