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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-27 |
| IL | RA | APPROVED | 2011-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig American General Life Insurance Company | Dekalb | IL | 07/2003 | Present |
| Lpl Financial Llc | Dixon | IL | 07/2011 | Present |
1. 01/06/2016 - Nicklaus Financial Service - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 06/08/2011 - AIG - INV REL - Non-Variable Insurance - 1% TIME SPENT - Agent 3. 06/08/2011 - Blue Cross Blue Shield of Illinois/Mutual of Omaha - INV REL - Non-Variable Insurance - 1% TIME SPENT - Health Insurance Agent 4. 01/05/2015 - Nicklaus Financial Service LLC - INV REL - Nicklaus Financial Service LLC - Tax Prep/Accounting/CPA - START 05/01/2005 - 15 HOURS PER MONTH, 5 DURING TRADING - Enrolled Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-02 |
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