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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-19 |
Branch Locations
3425 40Th Ave Nw Suite 110, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | Edina | MN | 05/2013 | 04/2024 |
| Roundtable Wealth Partners | Rochester | MN | 04/2024 | Present |
| Lpl Financial | Rochester | MN | 04/2024 | Present |
1. 04/03/2024- RoundTable Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv Rel- At Report Business Location(s)- 160 hrs per mnth- 40 hrs during trading 2. 04/03/2024- MN Notary- MN 55901- Start Date 04/02/2024 3. 06/13/2024 - CA Pierce Advisory - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 200 Hours Per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-10-23 |
| S66 | Uniform Combined State Law Examination | 2011-02-22 |
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