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Thomas Kent Gowin

Robert W. Baird & Co. Incorporated

Bloomington, IN

Indianapolis, IN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-06
IN RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2021-01-06
  • IN RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

121 North Pete Ellis Drive Suite 101, Bloomington, IN 47408 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J. B Hilliard, W.L. Lyons, Llc Louisville KY 08/2013 Present
Robert W. Baird & Co. Incorporated Martinsville IN 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-30
S63 Uniform Securities Agent State Law Examination 2005-08-02
  • S65 Uniform Investment Adviser Law Examination
    2009-06-30
  • S63 Uniform Securities Agent State Law Examination
    2005-08-02
Other Names
  • Tk Gowin

View on SEC IAPD

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