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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
| TX | RA | APPROVED | 2025-08-29 |
Branch Locations
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-22 |
| AZ | RA | APPROVED | 2013-10-03 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Galloway Asset Management, Llc | Mesa | AZ | 08/2013 | 04/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2014 | 10/2023 |
| Galloway Asset Management, Llc | Mesa | AZ | 07/2020 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
1) Color Street. Not Investment Related. 61 Kuller Road, Clifton NY 07011. Sell Nail Polish. Stylist Consultant. Start 6/2020. 1 hour per month not during trading. Sell and deliver nail polish.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-07 |
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