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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2017-12-11
TX RA APPROVED_RES 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2017-12-11
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Fairfield, CT • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney New York NY 06/2009 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
Previous Registrations
  • 2005-12-14 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
    New York, NY
Other Businesses

1. T2 HOLDINGS LLC; PRIVATE COMPANY; 4 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 09/2012 2. SLT Advisors, LLC; Sioux Falls, SD; Real Estate and private investments; Owner; 01/2017; 0,1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-24
  • S66 Uniform Combined State Law Examination
    2003-10-24
Other Names
  • Steven Li Tung

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