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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-19
CA RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-12-19
  • CA RA
    APPROVED
    Since 2025-07-07

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Private Bank Los Angeles CA 08/2017 07/2023
Banc Of California Los Angeles CA 06/2014 07/2017
New York Life Insurance Company Newport Beach CA 03/2024 04/2025
Nylife Securities Llc Newport Beach CA 08/2024 04/2025
Unemployed Los Angeles CA 08/2023 02/2024
Wells Fargo Clearing Services, Llc El Segundo CA 04/2025 Present
  • 08/2017 → 07/2023
    Wells Fargo Private Bank
    Los Angeles, CA
  • 06/2014 → 07/2017
    Banc Of California
    Los Angeles, CA
  • 03/2024 → 04/2025
    New York Life Insurance Company
    Newport Beach, CA
  • 08/2024 → 04/2025
    Nylife Securities Llc
    Newport Beach, CA
  • 08/2023 → 02/2024
    Unemployed
    Los Angeles, CA
  • 04/2025 → Present
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-24
S63 Uniform Securities Agent State Law Examination 2024-09-12
  • S66 Uniform Combined State Law Examination
    2025-06-24
  • S63 Uniform Securities Agent State Law Examination
    2024-09-12

View on SEC IAPD

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