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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-19 |
| CA | RA | APPROVED | 2025-07-07 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Private Bank | Los Angeles | CA | 08/2017 | 07/2023 |
| Banc Of California | Los Angeles | CA | 06/2014 | 07/2017 |
| New York Life Insurance Company | Newport Beach | CA | 03/2024 | 04/2025 |
| Nylife Securities Llc | Newport Beach | CA | 08/2024 | 04/2025 |
| Unemployed | Los Angeles | CA | 08/2023 | 02/2024 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-12 |
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