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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-18
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2024-04-18
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1603 Orrington Avenue, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Evanston IL 10/2012 Present
Enchanted Hill Vacations, Llc Covert MI 04/2023 Present
Jpmorgan Chase Bank, N.A. Evanston IL 09/2006 Present
  • 10/2012 → Present
    Evanston, IL
  • 04/2023 → Present
    Enchanted Hill Vacations, Llc
    Covert, MI
  • 09/2006 → Present
    Jpmorgan Chase Bank, N.A.
    Evanston, IL
Previous Registrations
  • 2006-10-02 → 2012-10-01
    Chase Investment Services Corp.
    Evanston, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Evanston, IL
    Evanston, IL
    Chicago, IL
    Evanston, IL
  • 2004-03-24 → 2004-11-03
    Upper Arlington, OH
Other Businesses

Entity Name: Enchanted Hill Vacations, LLC Investment related: No "Address: Lake Bluff Dr. Covert, MI 49043 In the future I will have an AIRBNB or VBRO website link however it is not setup yet." Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/15/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Short term property rentals. I am in the process of purchasing a vacation home/rental property. I plan to starting renting the place in the Spring of 2023 and want to seek approval in advance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-15
  • S66 Uniform Combined State Law Examination
    2004-03-15
Other Names
  • Brett Thomas
  • Brett N Thomas

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