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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-12 |
Branch Locations
2537 Rt-52 Heritage Exe Ste Bldg 3 Ste 1, Hopewell Junction, NY 12533 • United States
45 Knollwood Rd Ste 101, Elmsford, NY 10523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 02/2016 | 02/2018 |
| Lpl Financial Llc | Fishkill | NY | 02/2018 | 09/2019 |
| Park Avenue Securities | Tarrytown | NY | 11/2021 | 11/2025 |
| Guardian Life Insurance Company | Tarrytown | NY | 03/2014 | 11/2025 |
| Lpl Financial | Hopewell Junction | NY | 11/2025 | Present |
1) 11/05/2025 - First Women's Wealth LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 11/05/2025 - Women First Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/28/2025 - 100 hours per month/ 25 hours during trading 3) 11/05/2025 - Finding Common Ground, LLC - Family & Divorce Mediation, Transitioning, Education- Non-Inv Related - Wappingers Fall, NY - Start: 12/2023 - 40 Hr/Mth 4) 04/01/2026 - CPC WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 2008-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-24 |
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