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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • LA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

7607 Fern Ave Suite 302, Shreveport, LA 71105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shreveport LA 06/2010 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Shreveport LA 03/2017 Present
Providence Wealth Strategies Shreveport LA 01/2020 Present
Phd Holdings, Llc Shreveport LA 02/2018 Present
Cetera Advisors Llc St Cloud MN 08/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2010 → Present
    Metlife Securities Inc
    Shreveport, LA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Shreveport, LA
  • 01/2020 → Present
    Providence Wealth Strategies
    Shreveport, LA
  • 02/2018 → Present
    Phd Holdings, Llc
    Shreveport, LA
  • 08/2021 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-03-25 → 2021-08-10
    Shreveport, LA
    Shreveport, LA
  • 2010-09-09 → 2017-03-25
    Msi Financial Services, Inc.
    Shreveport, LA
    Shreveport, LA
  • 2005-03-04 → 2010-07-07
    New England Securities
    Stonewall, LA
    Dallas, TX
    Dallas, TX
    Stonewall, LA
    New Orleans, LA
    Shreveport, LA
Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 07/2021, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: PROVIDENCE WEALTH STRATEGIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 7, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: PHD HOLDINGS LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 02/2018, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC HOLDS BUILDING FOR FINANCIAL PLANNING BUSINESS ANF OFFICE SUITE T0 BE RENTED; 4) NAME OF OTHER BUSINESS: MARSH MADNESS HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: VRBO SHORT TERM RENTAL; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VACATION SHORT TERM RENTAL PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-18
S63 Uniform Securities Agent State Law Examination 2003-10-31
  • S66 Uniform Combined State Law Examination
    2016-07-18
  • S63 Uniform Securities Agent State Law Examination
    2003-10-31
Other Names
  • Payton Haney
  • Payton Brooke Haney
  • Payton Haney-Denney
  • Payton Haney Denney

View on SEC IAPD

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