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45 Broadway 19Th Floor, New York, NY 10006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-05 |
| NJ | RA | APPROVED | 2022-01-05 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spartan Capital Securities, Llc. | New York | NY | 08/2009 | Present |
Ralph Metz is an investor for his brother in regards to CrossFit Gym. For his investment, Ralph will be a 22% owner of company. Any time dedicated to this activity will be done after trading hours. Located at 25 Minneakoning Rd., Flemington, NJ 08822. Not investment-related business. Registered with affiliate Spartan Capital Private Wealth Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-27 |
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