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Roy Butler Martin

&Partners

Nashville, TN

Virginia Beach, VA

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-10
VA RA APPROVED 2024-05-10
  • TX RA
    APPROVED
    Since 2024-05-10
  • VA RA
    APPROVED
    Since 2024-05-10

Branch Locations

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

277 Bendix Road, Suite 320, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capes Capital Management, Inc. Norfolk VA 07/2007 Present
Wells Fargo Advisors Llc Norfolk VA 07/2010 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 05/2024
&Partners, Llc Nashville TN 05/2024 Present
  • 07/2007 → Present
    Capes Capital Management, Inc.
    Norfolk, VA
  • 07/2010 → 11/2016
    Wells Fargo Advisors Llc
    Norfolk, VA
  • 11/2016 → 05/2024
    Wells Fargo Clearing Services, Llc
    Norfolk, VA
  • 05/2024 → Present
    &Partners, Llc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-10-13
S66 Uniform Combined State Law Examination 2004-11-06
  • S63 Uniform Securities Agent State Law Examination
    2010-10-13
  • S66 Uniform Combined State Law Examination
    2004-11-06
Designations
Other Names
  • Roy Butler Martin
  • Roy Butler Martin

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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