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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-10-23 |
| TX | RA | APPROVED_RES | 2023-10-12 |
Branch Locations
714 E Kaliste Saloom Rd Ste B1, Lafayette, LA 70508 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Lafayette | LA | 08/2009 | 08/2019 |
| Lpl Financial Llc | Lafayette | LA | 08/2019 | 10/2023 |
| Wells Fargo Advisors Financial Network, Llc | Lafayette | LA | 10/2023 | Present |
DUDLEY E LABAUVE, III CONSTRUCTION, NOT INVT RELATED, LAFAYETTE, LA, 100% OWNERSHIP, START DATE 10/11/2023, 20 HRS PER MONTH, 0 HRS DURING TRADING, RESIDENTIAL NEW CONSTRUCTION OF CUSTOM HOMES. MERRIMAC OIL & GAS, LLC, INVT RELATED, LAFAYETTE, LA, 100% OWNERSHIP, START DATE 10/11/2023 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO INVEST IN WORKING INTERESTS AND SHARE IN ROYALTIES & EXPENSES. BLUE CROSS BLUE SHIELD OF LOUISIANA, INVT RELATED, LAFAYETTE, LA, INSURANCE TRAILS, START DATE 10/11/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, MAINTAINING EXISTING CLIENT SERVICE. MERRIMAC ASSET MANAGEMENT, LLC, INVT RELATED, LAFAYETTE, LA, 100% OWNERSHIP, START DATE 10/11/2023, 120 HRS PER MONTH, 110 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-11 |
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