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Chad Keith Germann

First Financial Consulting

Pasadena, CA

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Current Employers
First Financial Consulting

517 South Lake Avenue, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

517 South Lake Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Consulting Pasadena CA 11/2011 Present
Previous Registrations
Other Businesses

RENTAL PROPERTIES PUEBLO, CA 81001 SINCE 3/22/2005 1 HR WORKED CO-OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-18
S63 Uniform Securities Agent State Law Examination 2003-09-11
  • S66 Uniform Combined State Law Examination
    2007-01-18
  • S63 Uniform Securities Agent State Law Examination
    2003-09-11

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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