Michael D Ivey

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-14

TX RA
APPROVED

Since 2024-02-14

Branch Locations

6402 98Th St, Ste 100, Lubbock, TX 79424 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities	Lubbock	TX	07/2008	02/2024
Lpl Financial Llc	Lubbock	TX	02/2024	Present

07/2008 → 02/2024

Lincoln Financial Securities

Lubbock, TX
02/2024 → Present

Lpl Financial Llc

Lubbock, TX

Previous Registrations

2005-04-04 → 2024-02-13

Osaic Fs, Inc.

Lubbock, TX

Lubbock, TX
2004-12-06 → 2005-01-22

Lpl Financial Llc

Lubbock, TX

Other Businesses

1- 02/2024 / Real Estate Rental / Investment Related / 1 hrs mnth / start date 08/01/2020 2- 02/2024 / RFS Financial Services LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 180 hr mnth / 8 hrs during trading / start date 01/01/2005 3- 02/2024 / Non-Variable Insurance / Investment Related / 1 hr mnth / start date 01/01/2005

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-03

S66 Uniform Combined State Law Examination

2004-12-03

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews