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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
621 Rollingwood Dr, Shorewood, IL 60404 • United States
Wheaton, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delco Financial | Shorewood | IL | 05/2002 | Present |
| Summit Brokerage Services | Shorewood | IL | 02/2011 | 09/2019 |
| Summit Financial Group Inc | Shorewood | IL | 02/2011 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Delco Financial Services, Inc. | Shorewood | IL | 05/2002 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) DELCO TAX ADVISORY GROUP INC.; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; INDIVIDUAL TAX PREP; OWNER; STARTED 1/1/2002; APX 160 HOURS/MONTH JAN.-APR.; TAX PREPARER/OWNER OPERATOR 2) DELCO FINANCIAL GROUP INC.; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA; FINANCIAL ADVISOR/OWNER; STARTED 5/1/2002; APX 120 HOURS/MONTH, APX 120 DURING TRADING; DBA FOR BROKERAGE ACTIVITIES 3) DELCO DEVELOPMENT LLC; SAME AS REGISTERED ADDRESS; OFFICE BUILDING; PARTNER; STARTED 7/1/2016; APX 1 HOUR/MONTH, NONE DURING TRADING; MANAGE OUR OFFICE BUILDING; 4) NAME OF OTHER BUSINESS: NEW CITY LIFE CHURCH; INVESTMENT RELATED: NO; ADDRESS: 850 E. DIEHL RD, SUITE 150, NAPERVILLE, IL, 60563; NATURE OF BUSINESS: BOARD; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: CHURCH BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PERIODIC MEETINGS, PROVIDE INPUT ON CHURCH MINISTRY & DIRECTION; 5) NAME OF OTHER BUSINESS: DELCO FINANCIAL SERVICES, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2002, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-17 |
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