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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

621 Rollingwood Dr, Shorewood, IL 60404 • United States

Wheaton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delco Financial Shorewood IL 05/2002 Present
Summit Brokerage Services Shorewood IL 02/2011 09/2019
Summit Financial Group Inc Shorewood IL 02/2011 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Delco Financial Services, Inc. Shorewood IL 05/2002 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2002 → Present
    Delco Financial
    Shorewood, IL
  • 02/2011 → 09/2019
    Summit Brokerage Services
    Shorewood, IL
  • 02/2011 → 05/2021
    Summit Financial Group Inc
    Shorewood, IL
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2002 → Present
    Delco Financial Services, Inc.
    Shorewood, IL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-02-11 → 2021-05-20
    Summit Financial Group Inc
    Shorewood, IL
  • 2004-09-13 → 2011-02-11
    Qa3 Financial Llc
    Shorewood, IL
Other Businesses

1) DELCO TAX ADVISORY GROUP INC.; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; INDIVIDUAL TAX PREP; OWNER; STARTED 1/1/2002; APX 160 HOURS/MONTH JAN.-APR.; TAX PREPARER/OWNER OPERATOR 2) DELCO FINANCIAL GROUP INC.; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA; FINANCIAL ADVISOR/OWNER; STARTED 5/1/2002; APX 120 HOURS/MONTH, APX 120 DURING TRADING; DBA FOR BROKERAGE ACTIVITIES 3) DELCO DEVELOPMENT LLC; SAME AS REGISTERED ADDRESS; OFFICE BUILDING; PARTNER; STARTED 7/1/2016; APX 1 HOUR/MONTH, NONE DURING TRADING; MANAGE OUR OFFICE BUILDING; 4) NAME OF OTHER BUSINESS: NEW CITY LIFE CHURCH; INVESTMENT RELATED: NO; ADDRESS: 850 E. DIEHL RD, SUITE 150, NAPERVILLE, IL, 60563; NATURE OF BUSINESS: BOARD; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: CHURCH BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PERIODIC MEETINGS, PROVIDE INPUT ON CHURCH MINISTRY & DIRECTION; 5) NAME OF OTHER BUSINESS: DELCO FINANCIAL SERVICES, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2002, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-17
  • S66 Uniform Combined State Law Examination
    2003-09-17
Other Names
  • Brian David O'DEll

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