Richard Maurisma

Current Employers

Employment History

• 06/2016 → 05/2017
  Wells Fargo, Llc
  Boca Raton, FL
• 05/2017 → 09/2019
  Axa Advisors, Llc
  New York, NY
• 09/2019 → 08/2021
  Ftb Advisors
  Sunrise, FL
• 08/2021 → Present
  Valic Financial Advisors
  Miami, FL
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2019-09-16 → 2021-08-09
  First Horizon Advisors, Inc.
  Sunrise, FL
  Nashville, TN
  Sunrise, FL
• 2017-05-26 → 2019-09-10
  Equitable Advisors, Llc
  Ft. Lauderdale, FL
• 2011-09-26 → 2016-06-14
  Wells Fargo Clearing Services, Llc
  Delray Beach, FL
  Boca Raton, FL
  West Palm Beach, FL
  Delray Beach, FL
  Boca Raton, FL
  Coral Gables, FL
  Miami, FL
  Miami, FL
  Miami Shores, FL
• 2009-05-02 → 2011-10-05
  Chase Investment Services Corp.
  Miami Shores, FL
  Miami, FL
  Miami, FL
  Miami Gardens, FL
  Miami, FL
  Miami, FL
  Miami Gardens, FL
  North Miami, FL
  Miami Shores, FL
  Miami, FL
  Boca Raton, FL
  Boca Raton, FL
  North Miami, FL
• 2008-09-29 → 2009-05-02
  Wamu Investments, Inc.
  Miami, FL
  Miami Shores, FL
• 2004-06-15 → 2005-01-24
  Morgan Stanley Dw Inc.
  Aventura, FL

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products THE MORISMA LEGACY FOUNDATION POSITION: Director NATURE: Non Profit organization that is established to award scholarships to college bound high school seniors who had to endure losing a parent but still persevered. Plus, provide grants to struggling widows with kids who were victims of gun violence. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2025 ADDRESS: 12305 NE Miami Ct, North Miami FL 33161, United States DESCRIPTION: Review grants, scholarships, and charitable programs. JEAN BAPTISTE & CLAUDE MORISMA LEGACY FOUNDATION, INC. POSITION: Director NATURE: Non Profit organization that is established to award scholarships to college bound high school seniors who had to endure losing a parent but still persevered. Plus, provide grants to struggling widows with kids who were victims of gun violence. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2025 ADDRESS: 12305 NE Miami Ct, North Miami FL 33161, United States DESCRIPTION: Review grants, scholarships, and charitable programs. SOUL LEVEL CONVERSATIONS POSITION: Owner NATURE: Podcast streamed on YouTube with virtual store for merchandising (i.e. shirts, hat, cups, pens and notepads.) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2025 ADDRESS: 18117 Biscayne Blvd., #1625, Miami FL 33160, United States DESCRIPTION: My duty will be to speak and write on topics related to spirituality. How one can live a purpose filled life by speaking on topics such as meditation, prayer, fasting, karma, reincarnation, finding hope in a time of crisis, storytelling with spiritual depth.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-23

Other Names

• Richard Maurisma
• Richard Maurisma