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Julie Tracy Garwood

Morgan Stanley

Albany, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
GA RA APPROVED 2017-08-14
FL RA APPROVED 2017-05-15
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • GA RA
    APPROVED
    Since 2017-08-14
  • FL RA
    APPROVED
    Since 2017-05-15

Branch Locations

2421 Westgate Drive Suite 100, Albany, GA 31707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany GA 10/2010 05/2017
Morgan Stanley Albany GA 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-09
S63 Uniform Securities Agent State Law Examination 2003-12-12
  • S66 Uniform Combined State Law Examination
    2005-09-09
  • S63 Uniform Securities Agent State Law Examination
    2003-12-12
Other Names
  • Julie Holton Tracy

View on SEC IAPD

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Other Offices

KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC · ALBANY, GA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ALBANY, GA
RAYMOND JAMES & ASSOCIATES, INC. · ALBANY, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Albany, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Albany, GA
LPL FINANCIAL LLC · ALBANY, GA
OSAIC WEALTH, INC. · ALBANY, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, GA

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