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601 Pointe North Boulevard, Albany, GA 31721 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2008-05-13 |
Branch Locations
601 Pointe North Boulevard, Albany, GA 31721 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kingsmark Private Financial Advisors | Albany | GA | 05/2008 | Present |
(1) BROADVIEW ADVISORY GROUP, LLC, CEO, INVESTMENT RELATED, 2305 Bristol Road, ALBANY, GA 31721. NATURE: FINANCIAL ADVISOR/CPA. SINCE JANUARY 2013, 180 HOURS PER MONTH, 160 HOURS PER MONTH DURING TRADING HOURS. DUTIES: RESPONSIBLE FOR ALL IAR DUTIES, INSURANCE AGENT DUTIES, AND CPA DUTIES THAT RUN THROUGH THIS ENTITY. (2) INDEPENDENT INSURANCE AGENT FOR VARIOUS COMPANIES, NON-INVESTMENT RELATED, SOLE-PROPRIETOR, P.O. BOX 70998, ALBANY, GA 31708. NATURE: INSURANCE AGENT. SINCE JANUARY 2009, 8 HOURS PER MONTH, 8 HOURS PER MONTH DURING TRADING HOURS. DUTIES: RECOMMEND SALE OF LIFE, DISABILITY, AND LONG TERM CARE INSURANCE. (3) CERTIFIED PUBLIC ACCOUNTANT, SOLE-PROPRIETOR, INVESTMENT RELATED, P.O. BOX 70998, ALBANY, GA 31708. NATURE: WORK PROVIDED THROUGH BROADVIEW ADVISORY GROUP, TAX PREPARATION AND PLANNING. SINCE FEBRUARY 2012, 8 HOURS PER MONTH, 10 HOURS PER MONTH DURING TRADING HOURS. DUTIES: PREPARATION OF INDIVIDUAL TAX RETURNS AND TAX PROJECTION PLANNING. (4) BROADVIEW, LLC, OWNER. NON-INVESTMENT RELATED, P.O. BOX 70998, ALBANY, GA 31708. NATURE: TIMBER INVESTMENT AND CONSULTING. SINCE JULY 2023, 5 HOURS PER MONTH NOT DURING TRADING HOURS. DUTIES: RENDERING OF MANAGEMENT CONSULTING SERVICES TO OTHER PROPERTY OWNER(S) AND MANAGING PERSONAL TIMBER PROPERTY. (5) DOUBLEGATE COUNTRY CLUB, SECRETARY, NON-INVESTMENT RELATED, 3800 OLD DAWSON ROAD, ALBANY, GA 31721. NATURE: VOLUNTEER ADMINISTRATIVE WORK FOR LOCAL CLUB. SINCE SEPTEMBER 2023. 4 HOURS PER MONTH NOT DURING TRADING HOURS. DUTIES: OVERSEE GENERAL MANAGER AND STRATEGIC DIRECTION OF CORPORATE ENTITY AS MEMBER OF BOARD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-19 |
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