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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-04
TX RA APPROVED 2019-10-03
  • GA RA
    APPROVED
    Since 2019-10-04
  • TX RA
    APPROVED
    Since 2019-10-03

Branch Locations

613 Pointe North Blvd, Albany, GA 31721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albany GA 11/2009 11/2016
Wells Fargo Clearing Services, Llc Albany GA 11/2016 10/2019
Wells Fargo Advisors Financial Network, Llc Albany GA 10/2019 Present
Previous Registrations
Other Businesses

NAVILLUS LLC; INVESTMENT RELATED; ALBANY,GA; 100% OWNERSHIP; START 05/24/2019; 1 HOUR PER MONTH 1; ZERO HOURS DURING TRADING 0; FINET PRACTICE BUILDING. VICTOR C. SULLIVAN, IV INC., INV RELATED, ALBANY, NY, 100% OWNERSHIP, START 10/4/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, FINET PRACTICE. POWER OF ATTORNEY FOR MOTHER; INV RELATED;ALBANY,GA; FINANCIAL AFFAIRS; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 05/01/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-06
  • S66 Uniform Combined State Law Examination
    2010-02-06
Other Names
  • Victor C Sullivan
  • Victor C Sullivan
  • Victor Carlysle Sullivan
  • Victor Sullivan

View on SEC IAPD

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