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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-06-03 |
| TX | RA | APPROVED | 2020-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Albany | GA | 02/2013 | 06/2020 |
| Wells Fargo Advisors Financial Network, Llc | Albany | GA | 06/2020 | Present |
ANDREW COLLEGE; NOT INVESTMENT RELATED; CUTHBERT,GA; BOARD OF TRUSTEES; START DATE 06/02/2020; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 2; ATTENDING MEETINGS TO VOTE ON BUDGET AND DISCUSS NEW PROGRAM AND ANY CHANGES. MARCUS, INMAN, AND DANIELS; INVESTMENT RELATED; ALBANY,GA; 33.3% OWNERSHIP; START DATE 06/03/2020; NUMBER OF HOURS PER MONTH 180; NUMBER OF HOURS DURING TRADING 130; FINET PRACTICE. DWA, LLC; INV. RELATED; ALBANY,GA; 100% OWNERSHIP; START DATE 06/03/2020; NUMBER OF HOURS PER MONTH 180; NUMBER OF HOURS DURING TRADING 130; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-02 |
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