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Minnie L. Wong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
NV RA APPROVED 2023-10-19
CA RA APPROVED 2005-07-22
  • TX RA
    APPROVED_RES
    Since 2025-09-18
  • NV RA
    APPROVED
    Since 2023-10-19
  • CA RA
    APPROVED
    Since 2005-07-22

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 06/2005 Present
Bank Of America, Na San Francisco CA 09/2009 Present
Previous Registrations
  • 2003-10-23 → 2004-01-26
    Wells Fargo Investments, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-21
  • S66 Uniform Combined State Law Examination
    2003-10-21
Other Names
  • Minnie Miu-Ling Wong
  • Miu Ling Wong
  • Minnie L Wong

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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